This module seeks to create a knowledge benchmark for persons engaged in compliance function with any intermediary registered with SEBI as Stock Brokers, Sub-Brokers, Depository Participants, Merchant Bankers, Underwriters, Bankers to the Issue, Debenture Trustee and Credit Rating Agencies. This module aims to enhance the quality of services as rendered by those engaged in compliance activities. It also aims at ensuring that the compliance officers are aware of the different regulations which govern the Securities Market.
Duration: 40 hours (20 days)
Fees: Rs. 17500/-
Second attempt for examination additional: Rs. 2100/-
1. 1. You are eligible for a refund until the course / specialization launches on the platform however kindly note 25% reduction will be done on the amount paid if applied for cancellation.
2. You are not eligible for a refund after earning a Course Certificate, even if you complete a course in a short period.
3. Rs.5000/- will be refunded as a token of reward if examination is cleared in first attempt.
Yes—to enroll in an individual course, search for the course title in the catalog.
Yes, kindly contact Nathani Finance
20 Days Classroom Training
1 Day for Examination
New Batch admission will start every month.
No specific background is required for this course, anybody can join having interest in this Industry.
Although you can take the courses in any order, however we do recommend that you follow the suggested sequence of courses
Yes, Successful candidates will be rewarded the Certificate by the below mentioned organisations post clearing the exams.
Nathani Institute Pvt. Ltd.
National Stock Exchange Ltd.