About Merchant Banking

"Regulation is not Restriction but Disciplined Motivation". Intermediaries and enablers affiliated to SEBI do have to live this principle as a matter of profession. Merchant Banking is one such Vital Constituent serves the purpose of SEBI. Aspirants to join this stream must have knowledge and grip over Regulatory Dynamics. This module covers in detail, the technicalities and regulatory aspects about IPO, FPO, Buy Back, Open Offer etc.

Why should one enroll in this course?

This module will enable a better understanding of various regulations in the Merchant Banking Domain. It also covers knowledge competencies related to the understanding of the financial structure of India and the importance of the different rules and regulations governing the Indian Securities Market.

Who will benefit from this course?
  • Students aspiring for Banking as a career
  • Bankers
  • Employees of Call Centres / BPOs of Banks
  • Teachers of Financial Courses & Professionals
  • Anybody having Interest in this field
Course Details

Duration: 30 hours (15 days)

Fees: Rs. 15000/-

Refund of fees: Rs.5000/- if examination cleared in first attempt.

Second attempt for examination additional: Rs. 2100/-

Contents of this course

Day 1 – Introduction To The Capital Markets
  • Introduction
Day 2 – Introduction To Merchant Banking
  • Concept and Evolution of the Merchant Banking
  • Merchant Banking In India
  • Regulatory Framework for Merchant Bankers in India
Day 3 – Registration, Code of Conduct & Generel Obligation of Merchant Bankers
  • Introduction
  • Registration of Merchant Bankers
  • Code of Conduct for Merchant Bankers
  • General Obligations and Responsibilities
  • Redressal of Investors Grievances and SCORES
Day 4 – Issue Management: Important Terms
  • Understand the various term related to offering
Day 5 – Issue Management: Process And Underwriting
  • Issue Management
  • Pricing of Issue
  • Underwriting
  • Minimum Subscription
  • Allotment, Refund and Payment of Interest
Day 6 – Issue Management: General Obligation of Merchant Bankers and Due-Diligence
  • General Obligations of Merchant Bankers with regards to Issue Management
  • Offer for Sale through Stock Exchange Mechanism
  • Preferential Issue
  • Qualified Institutional Placement
  • Rights Issue
  • Institutional Placement Programme
  • Indian Depository Receipts
  • Due Diligence
Day 7 – Other Merchant Banking Activities: Mergers, Acquisitions And Takeovers
  • Mergers, Acquisitions and Takeovers
  • Role of Merchant Banker in Mergers and Acquisition and Takeovers
  • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011
Day 8 – Other Merchant Banking Activities: Disinvestments, Buyback of Equity Shares
  • Disinvestment
  • Role of Merchant Banker in Buyback of Equity Shares
  • Role of Merchant Banker in Delisting of Shares
  • Role of Merchant Banker in Issue and Listing of Debt Securities
  • Role of Merchant Banker in Share Based Employee Benefits
Day 9 – Recap & Revision
Day 10 – Recap & Revision
Day 11 – Recap & Revision
Day 12 – Recap & Revision
Day 13 – Recap & Revision
Day 14 – Recap & Revision
Day 15 – Recap & Revision


1. 1. You are eligible for a refund until the course / specialization launches on the platform however kindly note 25% reduction will be done on the amount paid if applied for cancellation.

2. You are not eligible for a refund after earning a Course Certificate, even if you complete a course in a short period.

3. Rs.5000/- will be refunded as a token of reward if examination is cleared in first attempt.

Yes—to enroll in an individual course, search for the course title in the catalog.

Yes, kindly contact Nathani Finance

15 Days Classroom Training

1 Day for Examination

New Batch admission will start every month.

No specific background is required for this course, anybody can join having interest in this Industry.

Although you can take the courses in any order, however we do recommend that you follow the suggested sequence of courses

Yes, Successful candidates will be rewarded the Certificate by the below mentioned organisations post clearing the exams.

Nathani Institute Pvt. Ltd.

National Stock Exchange Ltd.