About Investment Advisor Level II

Investment Advisor has become a demand and a knowledge benchmark, for those who wish to enter into advisory business in Indian Stock Markets. This module is made especially for those who are interested to be a registered as an Investment Advisor, partner and representatives of investment advisers under SEBI Regulations 2013 and offering Investment Advisory Services.

Why should one enroll in this course?
  • Know the basics of the Investment advisory, steps in the advisory process.
  • Understand the making and implementation plan.
  • Evaluate different products, their suitability and how the recommendation of the same can impact investment risk, returns and strategies in personal finance environment for investor.
  • Get oriented to Income-Tax, Wealth-Tax and legalities of Estate planning in personal finance and regulatory aspects underlying adviroy.
Who will benefit from this course?
  • Students who are interested in this subject
  • Financial Planners & Advisors
  • Analysts
  • Equity Research professionals
  • Bankers & its Employee's
  • Teachers & Professionals
  • Employees of Stock Broking Company
Course Details

Duration: 30 hours (15 days)

Fees: Rs. 15000/-

Refund of fees: Rs.5000/- if examination cleared in first attempt.

Second attempt for examination additional: Rs. 2100/-

Contents of this course

Day 1 – Understanding Securities Markets And Performance
  • Working of the Equity Markets
  • Equity Market Indicators
  • Risk and Return from Investing in Equity
  • Comparison between various options used while investing in Equity Instruments
  • Debt Markets
  • Debt Market Analysis and Indicators
  • Risk and Return from Investing in Debt
  • Investing in Debt Products
  • Derivative Markets
  • Using Derivative in Hedging, Speculation and Arbitrage
  • Derivatives Market Indicators
  • Foreign Exchange Market
  • Pricing of Forwards & Futures and Concept of Interest Rate Parity
Day 2 – Knowing Opearional Aspects Of Financial Transactions
  • Know Investor Types and the acquisition process
  • PAN and KYC Process
  • Dematerialisation and Re-materialisation of Securities
  • Power of Attorney
  • Account Opening Process for Non-Residents
  • Maintenance of Investments
  • Change in Status of Special Investor Categories
  • Other Operational Aspects
  • Documentation for Financial Advice
Day 3 – Personal Financial Planning
  • Evaluating the financial position of clients
  • Preparing Household Budget
  • Analysis of Household Budget
  • Contingency Planning
  • Estimating Financial Goals
Day 4 – Comprehensive Financial Planning
  • The role of Debt
  • Financial pressure from Debt
  • Debt Counselling
  • Calculating the debt servicing requirement
  • Investments for Liquidity and Financial Goals
  • Prioritising Financial Goals
  • Risk Profiling
  • Asset Allocation
  • Model Portfolios
  • Fundamental Principle of Insurance
  • Role of Insurance Advisor
  • Life Insurance Products
  • Non-Life Insurance Products
  • Retirement Planning
  • Philanthropy
  • Comprehensive Financial Planning
Day 5 – Product Analysis And Selection
  • Risk, Return and Portfolio Construction
  • Return Target, Risk Profiling and Optimisation
  • Impact of Market Cycles on asset allocation and product selection
  • Evaluating and Selecting Mutual Funds
  • Performance and Evaluating of Investment Alternatives
  • Reviewing and Evaluating Mutual Fund Portfolios
  • Elements of Macro Economic Policy
  • Behavioral Biases in Investment Decision Making
Day 6 – Regulatory And Compliance Aspects
  • SEBI (Investment Advisor) Regulations, 2013
  • Redressal in Capital Market
  • Redressal in Banking
  • Regulation relating to Insurance
  • Regulation relating to Pension Funds
  • Regulation relating to Alternate Investment Schemes
  • Investor Grievance Redressal Mechanism
Day 7 – Case Studies In Comprehensive Financial Advice
Day 8 – RECAP & Revision
Day 9 – RECAP & Revision
Day 10 – RECAP & Revision
Day 11 – RECAP & Revision
Day 12 – RECAP & Revision
Day 13 – RECAP & Revision
Day 14 – RECAP & Revision
Day 15 – RECAP & Revision


1. 1. You are eligible for a refund until the course / specialization launches on the platform however kindly note 25% reduction will be done on the amount paid if applied for cancellation.

2. You are not eligible for a refund after earning a Course Certificate, even if you complete a course in a short period.

3. Rs.5000/- will be refunded as a token of reward if examination is cleared in first attempt.

Yes—to enroll in an individual course, search for the course title in the catalog.

Yes, kindly contact Nathani Finance

15 Days Classroom Training

1 Day for Examination

New Batch admission will start every month.

No specific background is required for this course, anybody can join having interest in this Industry.

Although you can take the courses in any order, however we do recommend that you follow the suggested sequence of courses

Yes, Successful candidates will be rewarded the Certificate by the below mentioned organisations post clearing the exams.

Nathani Institute Pvt. Ltd.

National Institute of Securities Markets


National Stock Exchange Ltd.