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Issuers Compliance

This module seeks to create a knowledge benchmark for Compliance officers of Listed Companies and also companies which are prepared to be listed on the stock exchanges.

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Securities Intermediaries Compliance (Non-Fund)

Businesses need funds for establishment, growth and development. Banks remain as the main pillar for financing business activities.

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Surveillance in Stock Exchanges

This module seeks to create a knowledge benchmark for persons engaged in compliance function with any intermediary registered with SEBI as Stock Brokers, Sub-Brokers...

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