About Capital Market Dealers Module

Capital Market Dealers Module has become a demand and a compulsive, for all those who wishes to make their careers in Indian Stock Markets. This module is made especially for those who are interested towork in the Stock Broking Organisation.

Why should one enroll in this course?
  • To understand the capital market trading operations of NSE.
  • To understand the clearing, settlement and risk management processes.
  • To know about the eligibility criteria for seeking membership at NSE.
  • To learn the other important regulatory aspects.
Who will benefit from this course?
  • Employees of Stock Brokers and Sub-Brokers
  • Students
  • Teachers
  • Employees of BPO/IT Companies
  • Investors
  • Anybody having interest in the Stock market operations
Course Details

Duration: 30 hours (15 days)

Fees: Rs. 15000/-

Refund of fees: Rs.5000/- if examination cleared in first attempt.

Second attempt for examination additional: Rs. 2100/-

Contents of this course

DAY 1 – An Overview of The Indian SEC URITIES Market
  • MARKET SEGMENTS
    1. Primary Market
    2. Secondary Market
  • Key Indicators of Securities Market
    1. Index
    2. Market Capitalization
    3. Market Capitalization Ratio
    4. Turnover
    5. Turnover Ratio
  • products and Participants
    1. Products
    2. Participants
  • MARKET SEGMENTS AND THEIR PRODUCTS
  • REFORMS IN INDIAN SECURITIES MARKETS
DAY 2 – Trading Membership
  • STOCK BROKERS
  • NSE MEMBERSHIP
    1. New Membership
    2. Eligibility Criteria for Membership at NSE
    3. Admission Procedure for New Membership
  • SURRENDER OF TRADING MEMBERSHIP
  • SUSPENSION & EXPULSION OF MEMBERSHIP
    1. Basis of Suspension of Membership
    2. Suspension of Business
    3. Removal of Suspension
    4. Consequences of Suspension
    5. Consequences of Expulsion
  • Declaration of Defaulter
  • Authorised Person
  • Sub-Brokers
    1. Eligibility
    2. Registration
    3. Cancellation of Registration
  • Broken-Clients Relations
    1. Client Registration Documents
    2. Unique Client Code (UCC)
    3. Margins from the Clients
    4. Execution of Orders
    5. Contract Note
    6. Payments/Delivery of Securities to the Clients
    7. Brokerage
    8. Segregation of Bank Accounts
    9. Segregation of Demat (Beneficiary) Accounts
  • Sub-Broken-Clients Relations
    1. Relationship with clients
    2. Contract notes
    3. Securities/ Funds
  • INVESTOR SERVICE CELL AND ARBITRATION
  • CODE OF ADVERTISEMENT
DAY 3 – Trading
  • INTRODUCTION
  • NEAT SYSTEM
  • MARKET TYPES
  • TRADING SYSTEM USERS HIERARCHY
  • LOCAL DATABASE
  • MARKET PHASES
  • LOGGING ON
  • LOG OFF/EXIT FROM THE APPLICATION
  • NEAT SCREEN
  • INVOKING AN INQUIRY SCREEN
    1. Market Watch
    2. Security Descriptor
    3. Market by Price
    4. Previous Trades
    5. Outstanding Orders
    6. Activity Log
    7. Order Status
    8. Snap Quote
    9. Market Movement
    10. Market Inquiry
    11. Auction Inquiry
    12. Security/Portfolio List
    13. Multiple Index Broadcast and Graph
    14. Online Backup
    15. Basket Trading
    16. Buy Back Trades
    17. Supplementary Functions
  • ORDER MANAGEMENT
    1. Entering Orders
    2. Order Modification
    3. Order Cancellation
    4. Order Matching
  • TRADE MANAGEMENT
    1. Trade Cancellation
  • AUCTION
    1. Entering Auction Orders
    2. Auction Order Modification
    3. Auction Order Cancellation
    4. Auction Order Matching
  • LIMITED PHYSICAL MARKET
    1. Salient Features of Limited Physical Market
  • BLOCK TRADING SESSION
  • RETAIL DEBT MARKET (RDM)
    1. Members eligible for trading in RDM segment
    2. Trading Parameters
    3. Market Timings and Market Holidays
    4. Trading System
    5. Trading Cycle
  • TRADING INFORMATION DOWNLOADED TO MEMBERS
  • INTERNET BROKING
  • CO-LOCATION
  • WIRELESS APPLICATION PROTOCOL (WAP)
DAY 4 – Clearing, Settlement and Risk Management
  • INTRODUCTION
  • KEY TERMINOLOGIES USED IN CLEARING AND SETTLEMENT PROCESS
  • TRANSACTION CYCLE
  • SETTLEMENT AGENCIES
  • CLEARING AND SETTLEMENT PROCESS
    1. Clearing Process
    2. Settlement Process
    3. Settlement Cycle
    4. Trading System
    5. Trading Cycle
  • SECURITIES AND FUNDS SETTLEMENT
    1. Securities Settlement
    2. Funds Settlement
  • SHORTAGES HANDLING
    1. Valuation Prices
    2. Close-out Procedures
  • RISKS IN SETTLEMENT
  • RISK MANAGEMENT
    1. Capital Adequacy Requirements
    2. Margins
    3. On -Line Exposure Monitoring
    4. Off-line Monitoring
    5. Index-based Market-wide Circuit Breakers/ Price Bands for Securities
    6. Settlement Guarantee Mechanism
  • INTERNATIONAL SECURITIES IDENTIFICATION NUMBER
  • DATA AND REPORT DOWNLOADS
    1. Obligation Reports
    2. Custodial Trade Reports
    3. Deliveries Reports
    4. Funds Reports
    5. Auction Reports
    6. Margin Reports
    7. Miscellaneous Reports
DAY 5 – Legal Framework
  • SEBI (INTERMEDIARIES) REGULATIONS
  • SEBI (PROHIBITION OF INSIDER TRADING ) REGULATIONS
    1. Prohibition on Dealing, Communicating or Counseling (Chapter II)
    2. Investigation (Chapter III)
    3. Disclosures and Internal Procedure for Prevention of Insider Trading(Chapter IV)
  • SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS
    1. Prohibition of Certain Dealings in Securities
    2. Prohibition of Manipulative, Fraudulent and Unfair Trade Practices
  • THE DEPOSITORIES ACT
  • INDIAN CONTRACT ACT
  • INCOME TAX ACT
DAY 6 – Fundamental Valuation Concepts
  • TIME VALUE OF MONEY
    1. Future Value of a Single Cash Flow
    2. Future Value of an Annuity
    3. Present Value of a Single Cash Flow
    4. Present Value of an Annuity
  • UNDERSTANDING FINANCIAL STATEMENTS
    1. Comparative Financial Statements
    2. Common Size Statements
    3. Present Value of a Single Cash Flow
DAY 7 – Recap & Revision
DAY 8 – Recap & Revision
DAY 9 – Recap & Revision
Day 10 – Recap & Revision
Day 11 – Recap & Revision
Day 12 – Recap & Revision
Day 13 – Recap & Revision
Day 14 – Recap & Revision
Day 15 – Recap & Revision

FAQ's

1. You are eligible for a refund until the course / specialization launches on the platform however kindly note 25% reduction will be done on the amount paid if applied for cancellation.

2. You are not eligible for a refund after earning a Course Certificate, even if you complete a course in a short period.

3. Rs.5000/- will be refunded as a token of reward if examination is cleared in first attempt.

Yes—to enroll in an individual course, search for the course title in the catalog.

Yes, kindly contact Nathani Finance

15 Days Classroom Training

1 Day for Examination

New Batch admission will start every month.

No specific background is required for this course, anybody can join having interest in this Industry.

Although you can take the courses in any order, however we do recommend that you follow the suggested sequence of courses

Yes, Successful candidates will be rewarded the Certificate by the below mentioned organisations post clearing the exams.

Nathani Institute Pvt. Ltd.

National Stock Exchange Ltd.